CONNECT

Address:

2225 Lexington Road
Louisville, KY 40206

Phone:

(502) 451-0600 ,Toll Free: (800) 966-9347

Privacy Statement

Privacy Statement

KFG Enterprises and its affiliated companies are committed to safeguarding the confidential information of their clients. We recognize that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and are very careful to preserve the private nature of our relationship with you.

Our policy with respect to personal information about you is listed below:                                              

  • We limit employee and adviser access to information only to those who have a business or professional reason for knowing, and only to nonaffilliated parties as permitted by law.
  • We maintain a secure office and computer environment to ensure that you information is not placed at unreasonable risk.
  • The categories of nonpublic personal information that we collect from a client depend upon the scope of our work with you. It could include information about your personal finances, information about your health to the extent that it is needed, information about transactions between you and third parties, and information from consumer reporting agencies.
  • We only share your nonpublic personal information with affiliated and non affiliated companies as permitted by law. For example, federal regulations permit us to share a limited amount of information about you to a brokerage firm in order to execute securities transactions on you behalf or so that our firm can discuss your financial situation with your accountant or lawyer.
  • We require anyone to whom we disclose your personal information to protect its confidentiality and to use it solely for the purpose for which it is disclosed.
  • We do not provide your personally identifiable information to mailing list vendors or solicitors for any purpose.
  • Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws.

We recognize and respect the privacy concerns of our potential, current and former clients. We are committed to safeguarding your personal information. As a member of the financial services industry, we are providing you this Privacy Statement for informational purposes and will update and distribute it as required by law.

 

 

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck